Mark Gustafson
Mark Gustafson is a registered investment advisor at Prosperitas Financial, LLC, based in Valencia, CA, with 1 years of industry experience. Mark operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Charitable Giving, Education Planning, Estate Planning, and 5 more. Their firm serves 2,138 clients with $810M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 2.00% |
Maximum annual fee is up to 2.00%, billed monthly in advance. Fees are negotiable. Third-party money manager programs carry a maximum fee of up to 2.40%.
Fee Estimator
Location
25060 Avenue Stanford, Suite 100, Valencia, CA, 91355
Get directionsHistory
Regulatory History (3)
Financial
October 2023Financial
July 2023Criminal
May 2013Employment History
Current Registrations
Prosperitas Financial, LLC
Previous Registrations
Park Avenue Securities LLC
Park Avenue Securities LLCBroker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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