Leon Smith is a CFP-designated registered investment advisor, based in Valencia, CA, with 31 years of industry experience.
Location
25752 Sarape Court, Valencia, CA, 91355
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Leon sells equity indexed annuities through Avantax Insurance Agency and/or Avantax Insurance Services, dedicating minimal time to this activity. Leon also provides tax and accounting services, taking about two-thirds of his time.
Employment History
Current Registrations
Cetera Investment Advisers LLC
Cetera Wealth Services, LLCBroker
Previous Registrations
Avantax Advisory Services
Avantax Investment Services, INC.Broker
State Registrations4 states
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