EP
EP

Erin Pollestad

4 Years of Experience
Hallock, MN
3 DisclosuresBroker

Erin Pollestad is a registered investment advisor at LPL Financial LLC, based in Hallock, MN, with 4 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
27420 advisors
Number of Clients
1,676,192 clients
Average Client Portfolio
$369K average
Assets Under Management
$618.9B

Fee Structure

Minimum Investment:$1K
Investment management only (planning not offered)

LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.

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Location

157 S 2nd St S, Hallock, MN, 56728

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History

Regulatory History (3)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Criminal
April 2010
Final Disposition
Criminal
December 2007
Final Disposition
Criminal
November 2007
Final Disposition
Other Business Activities

Erin operates under the DBA American Federal Investments for her LPL business since 2022. She also has a financial institution duty at American Federal Bank, dedicating nearly full-time hours to this role.

Employment History
Current Registrations
LPL Financial LLC
June 2022 - Present · 3 yrs 11 mos
LPL Financial LLCBroker
March 2022 - Present · 4 yrs 2 mos
State Registrations7 states
FLGAMNNDNJSCWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.