James Griffin is a registered investment advisor at Griffin Financial Services, based in Manassas, VA, with 3 years of industry experience. James operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 28 clients with $12M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $500K | 1.50% |
| $500K - $1.0M | 1.00% |
| $1M+ | 0.80% |
The annual fee is negotiable based upon certain criteria.
Fee Estimator
Location
Manassas, VA
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
James is a part owner of Air Treatment Company, an HVAC company, dedicating minimal time to owner meetings and consultations. He also owns Render Until Caesar Tax Preparation, spending nearly full-time hours during tax season and no time afterward.
Employment History
Current Registrations
Griffin Financial Services
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.