TrueAdvisor
TrueAdvisor
JE
JE

Joseph Matthew Edwards

Wellington Shields & CO., LLC
3 Years of Experience
Broker
View SEC Summary
View SEC Summary
Areas of Practice
Investment Management
Wellington Shields & CO., LLC
Compensation
Fee-Only (AUM)Fixed/Hourly
Firm Size
29 advisors
Number of Clients
519 clients
Average Client Portfolio
$907K average
Assets Under Management
$470.9M

Fee Structure

Financial Planning:Investment management only

Location

140 North Broad Street, Thomasville, GA, 31792

Get directions

History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

Learn about disclosures →
Employment History
Current Registrations
Wellington Shields & CO., LLC
September 2023 - Present · 2 yrs 5 mos
Wellington Shields & CO., LLCBroker
June 2022 - Present · 3 yrs 8 mos
State Registrations13 states
ALCAFLGAMANCNYORRISCTNTXVA
AdvisorBrokerBoth
Exams
No exam information available for this advisor.