YL
CFA
YL
CFA

Yao Lu

2 Years of Experience
Sells Insurance
Areas of Practice
Investment ManagementRetirement PlanningTax PlanningEstate PlanningHigh Net Worth
Compensation
Fee-Only (AUM)Fixed/Hourly
Firm Size
21 advisors
Number of Clients
144 clients
Average Client Portfolio
$325K average
Assets Under Management
$46.8M

Fee Structure

Minimum Investment:$100K
Financial Planning:Investment management only
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Location

185 W Chestnut Ave, Monrovia, CA, 91016

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Yao works as a mortgage loan officer for Golden Star Inc. and a retirement plan specialist for TransGlobal Retirement Services Inc. Yao is also an insurance agent for Transglobal Insurance Agency, Inc. since 2019.

Employment History
Current Registrations
Transglobal Advisory, LLC
January 2023 - Present · 3 yrs 1 mo
State Registrations1 state
CA
Advisor
Exams
No exam information available for this advisor.
Yao Lu - Financial Advisor | TrueAdvisor