NS
CFA
NS
CFA

Nicholas Schoettle

3 Years of Experience
San Diego, CA
Broker

Nicholas Schoettle is a CFA-designated registered investment advisor at Cetera Investment Advisers LLC, based in San Diego, CA, with 3 years of industry experience. Nicholas operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10345 advisors
IM Fee
Planning only
Assets Under Management
$163.8B
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Location

1010 Turquoise St Ste 255, San Diego, CA, 92109

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Nicholas works as an associate at Schoettle Financial, providing financial services and dedicating full-time hours to monitoring client accounts and preparing materials. He also serves as treasurer for Casa De Los Pobres USA, a board position requiring minimal time to deposit donation checks.

Employment History
Current Registrations
Cetera Investment Advisers LLC
June 2023 - Present · 3 yrs 1 mo
Cetera Wealth Services, LLCBroker
May 2022 - Present · 4 yrs 2 mos
Previous Registrations
Cetera Advisor Networks LLC
May 2022 - June 2023 · 1 yr 1 mo
State Registrations1 state
CA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Nicholas Schoettle - Financial Advisor | TrueAdvisor