Katherine Clark is a registered investment advisor, based in Austin, TX, with 2 years of industry experience.
Location
6300 Bee Cave Road, Building One, Austin, TX, 78746
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Dfa Securities LLCBroker
October 2025 - Present · 11 mos
Dimensional Fund Advisors LP
October 2025 - Present · 11 mos
Previous Registrations
UBS Financial Services INC.
July 2024 - September 2025 · 1 yr 2 mos
UBS Financial Services INC.Broker
April 2024 - September 2025 · 1 yr 5 mos
Tiaa-Cref Individual & Institutional Services, LLCBroker
August 2023 - March 2024 · 7 mos
State Registrations49 states
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AdvisorBrokerBoth
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Exams
No exam information available for this advisor.