Xiaoyu Li is a registered investment advisor at Next Gen Advisors, LLC, based in New York, NY, with 3 years of industry experience. Xiaoyu operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more.
Compensation
Firm Size
Number of Clients
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Fee Structure
NGA's fees are negotiable, up to a maximum of 2.50% annually. The fee depends on factors like the amount of assets managed and the complexity of services. The Investment Advisor Representative (IAR) or Solicitor may add additional fees for services provided, up to a maximum of 2.50%. There is a minimum annual account fee of $120. Fees are deducted monthly in advance based on the average daily balance from the previous month.
Location
40 Wall Street, New York, NY, 10005
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Xiaoyu is a Director and Owner of Superior Trading Ltd., a non-investment related business. Xiaoyu is also a Managing Member of Next GEN Advisors, LLC, a Registered Investment Adviser, dedicating a few hours per week.
Employment History
Current Registrations
Next Gen Advisors, LLC
Cathay Securities, INC.Broker
State Registrations33 states
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