AB
AB

Arturo Byrd

2 Years of Experience
Charlotte, NC
1 DisclosureBroker

Arturo Byrd is a registered investment advisor, based in Charlotte, NC, with 2 years of industry experience. Arturo is also registered as a broker, so some compensation may come from commissions on products sold.

Location

Charlotte, NC

Get directions

History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Criminal
August 2000
Final Disposition
Employment History
Current Registrations
Empower Financial Services, INC.
May 2026 - Present · 5 mos
Empower Financial Services, INC.Broker
May 2026 - Present · 5 mos
Empower Advisory Group, LLC
May 2026 - Present · 5 mos
Previous Registrations
Vanguard Marketing CorporationBroker
August 2022 - October 2024 · 2 yrs 2 mos
State Registrations45 states
AKALARAZCACTDEGAHIIAIDILINKSKYMAMEMIMNMOMSMTNCNDNENHNJNMNVNYOKORPARISCSDTNTXUTVAVTWAWIWVWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
More Advisors
Arturo Byrd - Financial Advisor | TrueAdvisor