Carly Rothbort is a registered investment advisor at Osaic Wealth, INC., based in Henderson, NV, with 2 years of industry experience. Carly operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Education Planning, Estate Planning, Investment Management, and 1 more. Their firm serves 574,829 clients with $200B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Osaic Wealth offers investment management through several platforms, including Advisor Managed Portfolios, Unified Managed Accounts, and Signator Managed Account Platform. Fees are negotiable and based on a percentage of the assets in your account. The fees cover advisory services, custodial services, and in some cases, transaction costs. Mutual funds and ETFs within these accounts have their own internal fees. Some programs have wrap accounts where all costs are bundled into one fee.
Location
Henderson, NV
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Carly is the Vice President of LakeView Asset Management, LLC, dedicating full-time hours to investment management, securities sales, and related activities. She also runs Carly Rothbort Graphic Design as a sole proprietorship and is a founding member of Western Standardbred Alliance, Inc, but spends no time on the latter.
Employment History
Current Registrations
Osaic Wealth, INC.Broker
Osaic Advisory Services, LLC
Previous Registrations
Triad Advisors LLCBroker
Kingswood Wealth Advisors, LLC
Kingswood Capital Partners, LLCBroker
State Registrations8 states
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