Parker Swart is a registered investment advisor, based in Manteo, NC, with 3 years of industry experience.
Location
Manteo, NC
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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Parker participates in Southern Bank's Financial Advisor Referral Program since January 2024, referring business to Southern Bank partners. This activity is investment-related.
Employment History
Current Registrations
Empower Financial Services, INC.
January 2026 - Present · 4 mos
Empower Advisory Group, LLC
January 2026 - Present · 4 mos
Empower Financial Services, INC.Broker
January 2026 - Present · 4 mos
Previous Registrations
Osaic Institutions, INC.
December 2022 - January 2026 · 3 yrs 1 mo
Osaic Institutions, INC.Broker
July 2022 - January 2026 · 3 yrs 6 mos
State Registrations45 states
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AdvisorBrokerBoth
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Exams
No exam information available for this advisor.