Randy Swartwood
Randy Swartwood is a registered investment advisor at M2 Financial LLC, based in Cottonwood Heights, UT, with 4 years of industry experience. Randy operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Education Planning, High Net Worth, Investment Management, Retirement Planning, and 1 more. Their firm serves 515 clients with $84M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $1.0M | 1.50% |
| $1M+ | 1.00% |
Fees are not negotiable. Only one rate is charged against all of the client's assets under management (not a blended rate).
Fee Estimator
Location
7396 S Union Park Ave., Suite 301, Cottonwood Heights, UT, 84047
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Randy is an Investment Advisor Representative/Insurance Producer at GenWealth Advisory Group since 2022, offering financial advisory and insurance sales services. He also has an independent life and health insurance agent license since 2018, spending a few hours per week selling life, health, and Medicare policies.
Employment History
Current Registrations
M2 Financial LLC
Previous Registrations
Teton Wealth Group LLC
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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