Xiuya Li is a registered investment advisor at Dao Trading & Advisory INC., based in San Jose, CA, with 3 years of industry experience. Xiuya operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, High Net Worth, and 4 more.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $800K | 1.00% |
| $800K - $2.0M | 0.93% |
| $2.0M - $5.0M | 0.85% |
| $5.0M - $10.0M | 0.50% |
| $10.0M - $25.0M | 0.35% |
| $25M+ | 0.30% |
For assets under management less than $800,000, a minimum fee of $2,000 per quarter applies.
Fee Estimator
Location
San Jose, CA
Get directionsHistory
Regulatory History (2)
Customer Dispute
February 2023Customer Dispute
October 2022Other Business Activities
Xiuya is a full-time software engineer at Cadence Design Systems Inc. While Xiuya has passed the security license exams, Xiuya currently has no investment advisor-related activities.
Employment History
Current Registrations
Dao Trading & Advisory INC.
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.