AS
AS

Ava Louise Smagacz

3 Years of Experience
BrokerSells Insurance
Areas of Practice
Investment ManagementRetirement PlanningTax PlanningEstate PlanningFinancial Planning & CoachingHigh Net Worth
Compensation
Commission-BasedFee-Only (AUM)Fixed/Hourly
Firm Size
105 advisors
Number of Clients
2,989 clients
Average Client Portfolio
$292K average
Assets Under Management
$871.4M

Fee Structure

Minimum Investment:$25K
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Location

1213 W Morehead St, Suite 508, Charlotte, NC, 28208

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Ava is a licensed insurance agent providing fixed insurance services since 2022, dedicating about a quarter of her time to this. She is also an Investment Advisor Representative and a Registered Representative with Oakwood Capital Securities, spending about a quarter of her time and a few hours per week, respectively, on these roles.

Employment History
Current Registrations
Oakwood Capital Securities, INC.Broker
July 2024 - Present · 1 yr 7 mos
49 Financial
July 2024 - Present · 1 yr 7 mos
Previous Registrations
Purshe Kaplan Sterling InvestmentsBroker
May 2022 - January 2024 · 1 yr 8 mos
State Registrations1 state
NC
AdvisorBrokerBoth
Exams
No exam information available for this advisor.