Ava Smagacz is a registered investment advisor, based in Charlotte, NC, with 3 years of industry experience.
Location
1213 W Morehead St, Suite 508, Charlotte, NC, 28208
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Ava is a licensed insurance agent providing fixed insurance services since 2022, dedicating about a quarter of her time to this. She is also an Investment Advisor Representative and a Registered Representative with Oakwood Capital Securities, spending about a quarter of her time and a few hours per week, respectively, on these roles.
Employment History
Current Registrations
Oakwood Capital Securities, INC.Broker
49 Financial
Previous Registrations
Purshe Kaplan Sterling InvestmentsBroker
State Registrations1 state
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