Spencer Gauta
Spencer Gauta is a registered investment advisor at Wells Fargo Advisors, based in Naples, FL, with 3 years of industry experience. Their practice areas include Retirement Planning. Their firm serves 401,726 clients with $200B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Fee Structure
Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.
Location
8625 Tam, 8625 Tamiami Trail N. 4th Floor, Naples, FL, 34108
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Spencer may earn commissions from insurance companies for sales of non-variable life, health, annuity, and/or disability income insurance products. He also owns 100% of AI Secretary LLC, a company developing real-time note-taking software, dedicating about 10-20% of his time to ensuring the company meets development timelines.
Employment History
Current Registrations
Wells Fargo Advisors
Wells Fargo Advisors Financial Network, LLCBroker
Previous Registrations
Northwestern Mutual Investment Services, LLCBroker
State Registrations23 states
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