Tucker Macmillan is a CFA-designated registered investment advisor, based in Charlotte, NC, with 4 years of industry experience. Tucker is also registered as a broker, so some compensation may come from commissions on products sold.
Location
Charlotte, NC
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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Tucker works as an advisory specialist for Horizon Investments LLC, an investment management firm. This investment-related activity takes nearly all of Tucker's time.
Employment History
Current Registrations
Allspring Funds Management, LLC
Allspring Funds Distributor, LLC
Allspring Funds Distributor, LLCBroker
Previous Registrations
Horizon Investments LLC
Quasar Distributors, LLCBroker
State Registrations53 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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