Liam Rice is a registered investment advisor at Cetera Investment Advisers LLC, based in Albany, NY, with 2 years of industry experience. Liam operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10345 advisors
IM Fee
Planning only
Assets Under Management
$163.8B
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Location
2 Wall Street, Albany, NY, 12205
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Cetera Investment Services LLCBroker
February 2026 - Present · 3 mos
Cetera Investment Advisers LLC
February 2026 - Present · 3 mos
Previous Registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated
September 2024 - January 2026 · 1 yr 4 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
September 2024 - January 2026 · 1 yr 4 mos
LPL Financial LLCBroker
November 2023 - September 2024 · 10 mos
LPL Financial LLC
November 2023 - September 2024 · 10 mos
Rockefeller Capital Management
August 2023 - October 2023 · 2 mos
Rockefeller Financial LLCBroker
June 2023 - October 2023 · 4 mos
Morgan StanleyBroker
March 2023 - June 2023 · 3 mos
State Registrations23 states
AZCACOCTDEFLGAINLAMAMEMNMOMTNCNHNJNYOHORPASCVA
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.