Karen Lima is a registered investment advisor at Seterios Wealth Advisors, LLC, based in Lexington, KY, with 3 years of industry experience. Karen operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include High Net Worth, Investment Management. Their firm serves 2 clients with $2.7M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
SETERIOS Wealth Advisors charges a performance-based fee, calculated quarterly. The fee is 20% of the cumulative net investment gain above the "high-water mark" (the highest value of the client’s account on the last day of any previous quarter, after accounting for deposits or withdrawals). If the portfolio drops in value, no fee is incurred until the portfolio reaches a new quarterly high balance.
Location
Lexington, KY
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Seterios Wealth Advisors, LLC
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.