SETERIOS Wealth Advisors provides investment management services exclusively to "Qualified Clients" (individuals, high net worth individuals, families, etc.) and receives performance-based compensation. SETERIOS does not offer financial planning services, but may refer clients to other specialists. The firm focuses on actively managing the aggressive and/or aggressive growth portion of client portfolios using mutual funds, ETFs, and individual stocks. The firm may use long term trading, short term trading, short sales, margin and Level 1 covered call-options trading to achieve the Client’s goals.
Fee Structure
SETERIOS Wealth Advisors charges a performance-based fee, calculated quarterly. The fee is 20% of the cumulative net investment gain above the "high-water mark" (the highest value of the client’s account on the last day of any previous quarter, after accounting for deposits or withdrawals). If the portfolio drops in value, no fee is incurred until the portfolio reaches a new quarterly high balance.