JD
JD

James Dietter

2 Years of Experience
Norwalk, CT
Broker

James Dietter is a registered investment advisor at Northwestern Mutual Investment Services,llc, based in Norwalk, CT, with 2 years of industry experience. James operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 1 clients.

Compensation
Fixed/Hourly
Firm Size
2117 advisors
Number of Clients
1 client
Average Client Portfolio
Not specified

Fee Structure

Investment management only (planning not offered)

NMIS does not manage accounts directly for individual clients. NMIS provides referral services to other investment advisors and fixed income advice to other investment advisors.

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Location

50 Washington St, Ste 600W, Norwalk, CT, 06854

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

James is the 100% owner of New Start Holdings LLC since 2019, where he sources properties, manages contractors, and rents properties. This investment-related activity takes a few hours per week.

Employment History
Current Registrations
Northwestern Mutual Investment Services,llc
November 2023 - Present · 2 yrs 6 mos
Northwestern Mutual Investment Services, LLCBroker
September 2023 - Present · 2 yrs 8 mos
State Registrations25 states
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AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.