Joseph Overfield
Joseph Overfield is a registered investment advisor at Prosperity Capital Advisors, based in Gahanna, OH, with 3 years of industry experience. Joseph operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management, Retirement Planning. Their firm serves 7,096 clients with $3.7B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $500K | 0.60% |
| $500K - $1000K | 0.50% |
| $1.0M - $2.0M | 0.40% |
| $2.0M - $5.0M | 0.35% |
| $5M+ | 0.30% |
The platform fee tier schedule is based on billable assets and excludes non-billable assets such as unmanaged accounts. The total annual fee for investment management services for retail clients typically varies between 0.20% and 2.0% depending upon several factors, including the market value of the assets under management and the types of services to be rendered. PCA charges a $150.00 minimum annual investment management fee which may result in a fee greater than 2.0%.
Fee Estimator
Location
670 Morrison Rd. Suite 210, Gahanna, OH, 43230
Get directionsHistory
Regulatory History (3)
Judgment / Lien
December 2019Judgment / Lien
July 2015Judgment / Lien
April 2015Other Business ActivitiesSells Insurance
Joseph is a licensed insurance agent selling various insurance products and dedicating nearly full-time hours to this. He also owns a rental property, spends minimal time on it, is the Chapter President of AFEA, and owns Intelliplan Financial, LLC, which is the operating entity for his advisory and insurance business, taking up nearly full-time hours.
Employment History
Current Registrations
Prosperity Capital Advisors
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.