Kevin Guan is a CFP-designated registered investment advisor at Royal Treasure Advisory LLC, based in New York, NY, with 3 years of industry experience. Kevin operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 1 clients with $20K in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $2.0M | 1.20% |
| $2M+ | 1.00% |
Fees are generally negotiable.
Fee Estimator
Location
40 Wall Street, Suite 21-05, New York, NY, 10005
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Kevin works as a salesperson (independent contractor) for Elliman Real Estate Office and is the solo owner of Ardream Group LLC, an authorized IRS e-file provider. He will also be an independent director for Garden State Limited, a holding company of a Hong Kong registered broker dealer, dedicating minimal time per week to this role.
Employment History
Current Registrations
Royal Treasure Advisory LLC
Royal Treasure Securities LLCBroker
State Registrations10 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.