Kim Richfield is a registered investment advisor, based in Greenwood Village, CO, with 2 years of industry experience.
Location
8515 East Orchard Rd 4T2, Greenwood Village, CO, 80111
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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Kim obtains items and resells them, dedicating about 10-20% of her time to this self-employed activity since January 2022.
Employment History
Current Registrations
Empower Financial Services, INC.
September 2025 - Present · 10 mos
Empower Advisory Group, LLC
September 2025 - Present · 10 mos
Empower Financial Services, INC.Broker
September 2025 - Present · 10 mos
Previous Registrations
Strategic Advisers LLC
March 2025 - August 2025 · 5 mos
Fidelity Personal and Workplace Advisors
November 2023 - March 2025 · 1 yr 4 mos
Fidelity Brokerage Services LLCBroker
February 2023 - August 2025 · 2 yrs 6 mos
State Registrations46 states
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AdvisorBrokerBoth
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Exams
No exam information available for this advisor.