Brian Thomas is a registered investment advisor, based in Leawood, KS, with 3 years of industry experience. Brian is also registered as a broker, so some compensation may come from commissions on products sold.
Location
11460 Tomahawk Creek Pkwy, Suite 400, Leawood, KS, 66211
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Cetera Investment Services LLCBroker
August 2026 - Present · 2 mos
Cetera Wealth Services, LLCBroker
August 2026 - Present · 2 mos
Cetera Financial Specialists LLCBroker
August 2026 - Present · 2 mos
Cetera Advisors LLCBroker
August 2026 - Present · 2 mos
Cetera Wealth Services, LLC
August 2026 - Present · 2 mos
Cetera Financial Specialists LLC
August 2026 - Present · 2 mos
Cetera Advisors LLC
August 2026 - Present · 2 mos
Cetera Investment Services LLC
August 2026 - Present · 2 mos
Cetera Planning Partners
December 2024 - Present · 1 yr 10 mos
Previous Registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated
May 2023 - December 2024 · 1 yr 7 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
March 2023 - December 2024 · 1 yr 9 mos
State Registrations1 state
KS
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.
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