Zachary Frantz
Zachary Frantz is a registered investment advisor at Silver Oak Securities, INC., based in Louisville, KY, with 2 years of industry experience. Zachary operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Investment Management, and 2 more. Their firm serves 8,671 clients with $2B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Silver Oak Securities offers investment management through its Compass and AdvisorFX programs. The advisor fee is negotiable, with a maximum of 2% of assets. In addition to the advisor fee, there is a platform fee that includes a flat $45 per year and an asset-based fee between 0.08% and 0.15% for Compass accounts, and 0.20% for AdvisorFX accounts. Fees are billed quarterly or monthly, either in arrears or in advance. The platform fee covers access to account data, performance reporting, and other services.
Location
400 Blankenbaker Parkway, Suite 100, Louisville, KY, 40243
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Zachary is involved with Magnate Wealth Management, LLC as a DBA selling insurance products, dedicating about half his time. He is also an Investment Adviser Representative with Magnate Advisory Services, LLC (full-time) and a Registered Assistant with Silver Oak Securities, Inc. (about 10-20% of his time).
Employment History
Current Registrations
Silver Oak Securities, IncorporatedBroker
Magnate Advisory Services, LLC
Previous Registrations
Northwestern Mutual Investment Services, LLCBroker
State Registrations1 state
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