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David Douglas

Primerica Advisors
1 Year of Experience
Union, NJ
6 DisclosuresBroker
View SEC Summary
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David Douglas is a registered investment advisor at Primerica Advisors, based in Union, NJ, with 1 years of industry experience. David is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 67,816 clients with $16B in assets under management.

Primerica Advisors
Compensation
Fee-Only (% of Portfolio)
Firm Size
3990 advisors
Number of Clients
67,816 clients
Average Client Portfolio
$229K average
Assets Under Management
$15.5B

Fee Structure

Minimum Investment:$25K
Investment management only (planning not offered)
Portfolio-Based Fees (Tiered)
Portfolio ValueAnnual Fee
Up to $250K1.74%
$250K - $500K1.71%
$500K - $1.0M1.52%
$1.0M - $3.0M1.38%
$3.0M - $5.0M1.15%
$5.0M - $10.0M1.00%
$10M+0.85%

Total maximum wrap fee schedule combining the maximum advisory fee, program fee, and assuming a maximum asset manager fee of 0.50%. The advisory fee component is negotiable.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

1767 Morris Ave, Ste I, Union, NJ, 07083

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History

Regulatory History (6)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Criminal
March 2022
Final Disposition
Judgment / Lien
November 2013
Judgment / Lien
June 2013
Judgment / Lien
March 2013
Criminal
November 2012
Final Disposition
Criminal
August 2012
Final Disposition
View Full SEC ReportHow to Read Disclosures
Employment History
Current Registrations
Primerica Advisors
March 2026 - Present · 7 mos
PFS Investments INC.Broker
March 2026 - Present · 7 mos
Previous Registrations
Florida Financial Advisors, LLC
February 2023 - October 2023 · 8 mos
State Registrations3 states
NCNJSC
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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