Douglas Riegger
Douglas Riegger is a registered investment advisor at Southwest Investment Advisors, INC., based in Tucson, AZ, with 2 years of industry experience. Douglas operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Education Planning, Financial Planning & Coaching, Insurance Planning, Investment Management, and 2 more. Their firm serves 1,156 clients with $330M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $500K | 1.25% |
| $500K - $1.0M | 1.00% |
| $1.0M - $3.0M | 0.85% |
| $3M+ | 0.75% |
All fees are negotiable based on total assets under management.
Fee Estimator
Location
7594 N La Cholla, Tucson, AZ, 85741
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Douglas provides investment advisory services through Southwest Investment Advisors, an independent investment advisor firm, since March 2024. This activity takes nearly all of Douglas's time.
Employment History
Current Registrations
Southwest Investment Advisors, INC.
LPL Financial LLCBroker
Previous Registrations
LPL Financial LLC
State Registrations3 states
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