JD
JD

Jason Ducat

2 Years of Experience
Elm Grove, WI
BrokerSells Insurance

Jason Ducat is a registered investment advisor at Northwestern Mutual Investment Services,llc, based in Elm Grove, WI, with 2 years of industry experience. Jason operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 1 clients.

Compensation
Fixed/Hourly
Firm Size
2117 advisors
Number of Clients
1 client
Average Client Portfolio
Not specified

Fee Structure

Investment management only (planning not offered)

NMIS does not manage accounts directly for individual clients. NMIS provides referral services to other investment advisors and fixed income advice to other investment advisors.

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Location

500 Elm Grove Rd Ste 201, Elm Grove, WI, 53122

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Jason officiates youth and junior varsity football games, starting in September 2024, dedicating a few hours per week to this activity. Jason may also earn commissions from insurance companies or brokerage agencies for the sale of non-variable life, health, medicare, annuity, disability, and/or long-term care insurance products.

Employment History
Current Registrations
Northwestern Mutual Investment Services,llc
April 2024 - Present · 2 yrs 3 mos
Northwestern Mutual Investment Services, LLCBroker
December 2023 - Present · 2 yrs 7 mos
State Registrations2 states
IAWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.