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Connor Baker

2 Years of Experience
BrokerSells Insurance

Connor Baker is a registered investment advisor, based in Farmington, MI, with 2 years of industry experience.

Location

33335 Grand River, Farmington, MI, 48336

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Connor is an insurance agent at GLP & Associates, selling life insurance and annuities, dedicating about half of his time. He is also an investment advisor representative (IAR) at Asset Allocation Strategies, LLC, where he solicits, services, and manages advisory accounts, also dedicating about half of his time.

Employment History
Current Registrations
Glp Investment Services, LLCBroker
December 2024 - Present · 1 yr 4 mos
Asset Allocation Strategies, LLC
December 2024 - Present · 1 yr 4 mos
Glp Investment Services, LLC
December 2024 - Present · 1 yr 4 mos
Previous Registrations
Northwestern Mutual Investment Services,llc
September 2023 - December 2024 · 1 yr 3 mos
Northwestern Mutual Investment Services, LLCBroker
August 2023 - December 2024 · 1 yr 4 mos
State Registrations3 states
FLMITX
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Connor Baker - Financial Advisor | TrueAdvisor