YR
YR

Yuliya Rivera

2 Years of Experience
Tampa, FL
Broker

Yuliya Rivera is a registered investment advisor at Northwestern Mutual Investment Services,llc, based in Tampa, FL, with 2 years of industry experience. Yuliya operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 1 clients.

Compensation
Fixed/Hourly
Firm Size
2117 advisors
Number of Clients
1 client
Average Client Portfolio
Not specified

Fee Structure

Investment management only (planning not offered)

NMIS does not manage accounts directly for individual clients. NMIS provides referral services to other investment advisors and fixed income advice to other investment advisors.

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Location

1511 N West Shore Blvd, Suite 800, Tampa, FL, 33607

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Yuliya is a 50% owner of JY Business Dynamics LLC, where she spends a few hours per week on graphic design, photo and videography, marketing, website support, and administrative duties. She also owns 50% of a residential rental property, dedicating minimal time to managing it.

Employment History
Current Registrations
Northwestern Mutual Investment Services,llc
January 2024 - Present · 2 yrs 4 mos
Northwestern Mutual Investment Services, LLCBroker
November 2023 - Present · 2 yrs 6 mos
State Registrations1 state
FL
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Yuliya Rivera - Financial Advisor | TrueAdvisor