Nathan Wood
Nathan Wood is a registered investment advisor at Up Financial USA INC., based in Calgary, Alberta, with 2 years of industry experience. Nathan operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $1.0M | 1.25% |
| $1.0M - $5.0M | 1.00% |
| $5.0M - $10.0M | 0.75% |
| $10.0M - $30.0M | 0.50% |
| $30.0M - $50.0M | 0.40% |
| $50M+ | 0.35% |
Fees are negotiable based on client type, potential for additional deposits, relationship with the advisor, and total assets under management.
Fee Estimator
Location
396 11th AVE SW,, Suite 1020, Calgary, Alberta, T2V 4S7
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Nathan is involved with Up Investment Management and Up Financial USA, Canadian-based financial and investment firms serving non-US clients, since 2022 and 2012 respectively. He dedicates nearly full-time hours to these roles as a Director, Registered Representative, Investment Advisor, Insurance Agent, and Financial Planner.
Employment History
Current Registrations
Up Financial USA INC.
State Registrations1 state
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