Up Financial USA manages investment portfolios and provides ongoing supervision for clients in the United States. The firm focuses on strategies like value investing, growth investing, and asset allocation, tailoring portfolios to individual risk tolerances and financial goals. Up Financial USA advises on mutual funds, exchange-traded funds, individual stocks, bonds, and other securities. The firm operates on a discretionary basis, meaning they make trades on your behalf without asking first, though clients can place reasonable restrictions on their accounts. Up Financial USA does not participate in bundled fee programs; clients pay separate brokerage execution fees. The firm emphasizes a long-term approach and does not charge performance-based fees.
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $500K | 1.20% |
| $500K - $2.0M | 1.00% |
| $2.0M - $5.0M | 0.85% |
| $5.0M - $10.0M | 0.80% |
| $10.0M - $25.0M | 0.70% |
| $25.0M - $50.0M | 0.40% |
| $50.0M - $100.0M | 0.30% |
| $100M+ | 0.25% |
Fees are negotiable based on client type, potential additional deposits, relationship with the advisor, and total assets under management.