MA
MA

Michael Austin

1 Year of Experience
Raleigh, NC
Broker

Michael Austin is a registered investment advisor at RBC Capital Markets, LLC, based in Raleigh, NC, with 1 years of industry experience. Michael operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Charitable Giving, Estate Planning, Investment Management, Retirement Planning. Their firm serves 283,910 clients with $310B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
3777 advisors
IM Fee
Planning only
Assets Under Management
$310.4B

Fee Structure

RBC Financial Planning services are offered for a one-time fee, providing a personalized analysis and written advice to help you assess your financial situation and your ability to pursue specific financial goals. Fees are negotiated within a range of $1,000 to $20,000, but in certain cases a fee higher than $20,000 may be negotiated.

One-Time Plan:$1,000 - $20,000
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Location

3800 Glenwood Avenue, Suite 400, Raleigh, NC, 27612

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
RBC Capital Markets, LLCBroker
May 2025 - Present · 1 yr
RBC Capital Markets, LLC
May 2025 - Present · 1 yr
RBC Capital Markets, LLC
May 2025 - Present · 1 yr
Previous Registrations
UBS Financial Services INC.
February 2025 - April 2025 · 2 mos
UBS Financial Services INC.Broker
October 2024 - April 2025 · 6 mos
State Registrations34 states
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AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Michael Austin - Financial Advisor | TrueAdvisor