JZ
JZ

Joaquin Zavala

2 Years of Experience
Sandy, UT
Broker

Joaquin Zavala is a registered investment advisor at Morgan Stanley, based in Sandy, UT, with 2 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B

Fee Structure

Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
Loading...

Location

200 West Civic Center Drive, Sandy, UT, 84070

Get directions

History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

Learn about disclosures →
Other Business Activities

Joaquin works for The Driver Provider in the automotive/transportation industry, dedicating about 10-20% of his time outside of business hours. He is also an officer of Pocholis Soaps LLC and a sole proprietor/owner of TBD LLC, a construction/engineering company, dedicating minimal time and about a third of his time respectively to these activities outside of business hours.

Employment History
Current Registrations
Morgan StanleyBroker
December 2024 - Present · 1 yr 5 mos
Morgan Stanley
December 2024 - Present · 1 yr 5 mos
Previous Registrations
UBS Financial Services INC.
October 2023 - June 2024 · 8 mos
UBS Financial Services INC.Broker
August 2023 - June 2024 · 10 mos
State Registrations53 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPAPRRISCSDTNTXUTVAVTVirgin IslandsWAWIWVWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.