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Tristan Tritt

2 Years of Experience
New York, NY
Broker

Tristan Tritt is a registered investment advisor, based in New York, NY, with 2 years of industry experience.

Location

11 Madison Avenue, New York, NY, 10010

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
UBS Securities LLCBroker
March 2025 - Present · 1 yr 2 mos
UBS Financial Services INC.
May 2024 - Present · 2 yrs
UBS Financial Services INC.Broker
March 2024 - Present · 2 yrs 2 mos
State Registrations53 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPAPRRISCSDTNTXUTVAVTVirgin IslandsWAWIWVWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Tristan Tritt - Financial Advisor | TrueAdvisor