William Smith is a registered investment advisor at Osaic Wealth, INC., based in Charlotte, NC, with 2 years of industry experience. William operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Education Planning, Estate Planning, Investment Management, and 1 more. Their firm serves 574,829 clients with $200B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Osaic Wealth offers investment management through several platforms, including Advisor Managed Portfolios, Unified Managed Accounts, and Signator Managed Account Platform. Fees are negotiable and based on a percentage of the assets in your account. The fees cover advisory services, custodial services, and in some cases, transaction costs. Mutual funds and ETFs within these accounts have their own internal fees. Some programs have wrap accounts where all costs are bundled into one fee.
Location
Three South Executive Park, 6115 Park South Drive, Suite 330, Charlotte, NC, 28210
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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William is a registered admin for TriCapital Wealth Management, dedicating full-time hours to re-balancing portfolios, executing trades, and providing financial support. He also works as an accountant for Willcar, LLC and Z.V Smith & Co, spending minimal time and about 10-20% of his time, respectively, on bookkeeping and tax preparation.
Employment History
Current Registrations
Osaic Wealth, INC.Broker
Tricapital Wealth Management, INC.
Previous Registrations
Triad Advisors LLCBroker
Kestra Investment Services, LLCBroker
Kestra Private Wealth Services, LLC
State Registrations1 state
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