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Eric Rivers

2 Years of Experience
Irmo, SC
1 DisclosureBrokerSells Insurance

Eric Rivers is a registered investment advisor at Cetera Investment Advisers LLC, based in Irmo, SC, with 2 years of industry experience. Eric operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10345 advisors
IM Fee
Planning only
Assets Under Management
$163.8B
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Location

201 Ministry Dr, Irmo, SC, 29063

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History

Regulatory History (1)
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Financial
September 2023
Final
Other Business ActivitiesSells Insurance

Eric sells fixed insurance products with various companies since 2020 and is an insurance agent. He also works as a financial professional with Sides Financial Strategies / Financial Principles, Inc., dedicating nearly full-time hours to studying and learning the financial advising business.

Employment History
Current Registrations
Cetera Investment Advisers LLC
January 2024 - Present · 2 yrs 4 mos
Cetera Wealth Services, LLCBroker
October 2023 - Present · 2 yrs 7 mos
State Registrations2 states
GASC
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.