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Philip Shelton

1 Year of Experience
Durham, NC
1 DisclosureBroker

Philip Shelton is a registered investment advisor, based in Durham, NC, with 1 years of industry experience. Philip is also registered as a broker, so some compensation may come from commissions on products sold.

Location

Durham, NC

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History

Regulatory History (1)
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Criminal
August 2012
Final Disposition
Employment History
Current Registrations
Empower Financial Services, INC.
November 2025 - Present · 11 mos
Empower Financial Services, INC.Broker
November 2025 - Present · 11 mos
Empower Advisory Group, LLC
November 2025 - Present · 11 mos
Previous Registrations
Edward Jones
October 2023 - October 2024 · 1 yr
Edward JonesBroker
September 2023 - October 2024 · 1 yr 1 mo
State Registrations45 states
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AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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