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Conner Melius

2 Years of Experience
Spokane Valley, WA
9 DisclosuresBroker

Conner Melius is a registered investment advisor at Northwestern Mutual Investment Services,llc, based in Spokane Valley, WA, with 2 years of industry experience. Conner operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 1 clients.

Compensation
Fixed/Hourly
Firm Size
2117 advisors
Number of Clients
1 client
Average Client Portfolio
Not specified

Fee Structure

Investment management only (planning not offered)

NMIS does not manage accounts directly for individual clients. NMIS provides referral services to other investment advisors and fixed income advice to other investment advisors.

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Location

12939 E Pinecroft Way, Suite 200, Spokane Valley, WA, 99216

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History

Regulatory History (9)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Financial
April 2023
Final
Financial
April 2023
Final
Financial
March 2023
Final
Financial
March 2023
Final
Financial
March 2023
Final
Financial
March 2023
Final
Financial
January 2023
Final
Financial
December 2022
Final
Financial
August 2022
Final
Other Business Activities

Conner is the 100% owner of First Warden Miniatures LLC, a non-financial services business, since October 2024. He spends about a quarter of his time on designing, printing, listing, and fulfillment for the business.

Employment History
Current Registrations
Northwestern Mutual Investment Services,llc
April 2024 - Present · 2 yrs 1 mo
Northwestern Mutual Investment Services, LLCBroker
February 2024 - Present · 2 yrs 3 mos
State Registrations2 states
IDWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.