Cade Roque is a registered investment advisor at LPL Financial LLC, based in Mesa, AZ, with 2 years of industry experience. Cade is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 1,986,990 clients with $820B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 2.50% |
The maximum account fee is 2.50% and is negotiable between the client and the advisor. Fees are based on total assets in the account and payable quarterly in advance.
Fee Estimator
Location
2812 N Norwalk, Bldg 9, Suite 118, Mesa, AZ, 85215
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Cade operates under the DBAs Cornerstone Wealth Portfolios and Cornerstone Wealth Management for his LPL business, dedicating full-time hours to these investment-related activities. He also engages in Medicare Supplement Business through GMIA INC, spending about 60 hours per month, and provides administrative support to Cornerstone Wealth Management LLC, another full-time commitment. Finally, Cade spends a few hours per week on Maracaba BJJ, a martial arts activity.
Employment History
Current Registrations
LPL Financial LLC
Cornerstone Wealth Management, LLC
LPL Financial LLCBroker
Previous Registrations
Mutual of Omaha Investor Services, INC.Broker
Mutual of Omaha Investor Services, INC.
State Registrations3 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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