Erin Smith is a CFP-designated registered investment advisor at Cetera Investment Advisers LLC, based in Austin, TX, with 2 years of industry experience. Erin is also registered as a broker, so some compensation may come from commissions on products sold. Their firm serves 813,961 clients with $260B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Location
5307 West Hwy 290 Bldg 2, Ste 1, Austin, TX, 78735
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Erin is an independent contractor for Patriot Performance Management Group LLC, a family business selling oil filtration systems and grease products, dedicating a few hours per week to administrative and bookkeeping activities. She also works full-time as a relationship manager for Maugel & Purcell Financial Solutions and as a financial professional for Purcell Financial Solutions Group, both financial services firms, and spends minimal time as president of Young Women's Alliance Toastmasters Club.
Employment History
Current Registrations
Cetera Investment Advisers LLC
Cetera Wealth Services, LLCBroker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
More Advisors
- Brett Laine, PFSCetera Investment Advisers LLC
- Kelly Neely, CFPCetera Investment Advisers LLC
- Nathaniel Hoffman, CFP, ChFCCetera Investment Advisers LLC
- John TuttleCetera Investment Advisers LLC
- Nathan Robnett, PFSCetera Investment Advisers LLC
- Kuruvila Mani, CFP, ChFCCetera Investment Advisers LLC