Osvaldo Arambulo
Osvaldo Arambulo is a registered investment advisor at Cm First Capital CORP., based in Huntington Beach, CA, with 2 years of industry experience. Osvaldo operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management, Retirement Planning. Their firm serves 21 clients with $13M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
CM First Capital offers investment management services where fees are based on a percentage of the assets managed. The fee is billed quarterly in advance. The annual fee schedule is:
- $0 - $250,000: 2.75%
- $250,001 - $500,000: 2.50%
- $500,001 - $750,000: 2.25%
- $750,001 - $1,000,000: 1.75%
- Over $1,000,000: 1.50%
CM First Capital also offers advisory services for retirement plan participants with a different fee schedule:
- $0 - $100,000: 1.25%
- $100,001 - $250,000: 1.15%
- $250,001 - $500,000: 0.95%
- $501,001 - $750,000: 0.75%
- $750,000 - $1,000,000: 0.65%
- Over $1,000,001: 0.50%
There is a $1,000 minimum annual fee for the retirement plan participant advisory service.
Location
18600 Main Street, Suite 220, Huntington Beach, CA, 92648
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Osvaldo is a financial professional doing business as CM First Capital since September 2023, and an investment advisory representative with CM First Capital Corp since May 2024, spending full-time hours on these activities. Osvaldo also owns rental real estate property, dedicating minimal time to it.
Employment History
Current Registrations
Cm First Capital CORP.
Cetera Advisors LLCBroker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.