AS
AS

Alexandra Sandoval

2 Years of Experience
Broker

Alexandra Sandoval is a registered investment advisor at RBC Rochdale, LLC, based in Irvine, CA, with 2 years of industry experience. Alexandra operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 17,054 clients with $73B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
124 advisors
Number of Clients
17,054 clients
Average Client Portfolio
$4.3M average
Assets Under Management
$73.0B

Fee Structure

Minimum Investment:$1M
Investment management only (planning not offered)

RBC Rochdale offers investment management services with fees based on a percentage of the assets managed. The specific fees vary depending on the account type and the amount invested.

Annual Program Relationship Model:

Clients pay an annual investment advisory fee and an annual program fee. The investment advisory fee covers investment management services, while the program fee covers transaction costs and custodial services.

Transaction-Based Relationship Model:

Clients pay an annual investment management fee, transaction costs, and custodial fees.

Fees may be negotiable.

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Location

18111 Von Karman Avenue, Irvine, CA, 92612

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
RBC Rochdale, LLC
March 2024 - Present · 2 yrs 1 mo
Cnr Securities, LLCBroker
December 2023 - Present · 2 yrs 4 mos
Cnr Securities, LLC
December 2023 - Present · 2 yrs 4 mos
State Registrations1 state
CA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Alexandra Sandoval - Financial Advisor | TrueAdvisor