Riley Dauzat is a CFP-designated registered investment advisor, based in Frisco, TX, with 2 years of industry experience. Riley is also registered as a broker, so some compensation may come from commissions on products sold.
Location
2801 Network Blvd, Suite 503, Frisco, TX, 75034
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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Riley is an Investment Advisor Representative at Merit Financial Group, providing administrative support. This is a full-time commitment.
Employment History
Current Registrations
Purshe Kaplan Sterling InvestmentsBroker
Merit Financial Advisors
Previous Registrations
LPL Financial LLCBroker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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