Riley Dauzat is a registered investment advisor, based in Alpharetta, GA, with 1 years of industry experience.
Location
2400 Lakeview Parkway, Suite 550, Alpharetta, GA, 30009
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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Riley is an Investment Advisor Representative at Merit Financial Group, providing administrative support. This is a full-time commitment.
Employment History
Current Registrations
Purshe Kaplan Sterling InvestmentsBroker
August 2024 - Present · 2 yrs 1 mo
Merit Financial Advisors
July 2024 - Present · 2 yrs 2 mos
Previous Registrations
LPL Financial LLCBroker
May 2024 - August 2024 · 3 mos
State Registrations1 state
TX
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.