TrueAdvisor
TrueAdvisor
AI
AI

Aaron Igel

UBS Financial Services INC.
1 Year of Experience
Mill Valley, CA
1 DisclosureBroker
View SEC Summary
View SEC Summary

Aaron Igel is a registered investment advisor at UBS Financial Services INC., based in Mill Valley, CA, with 1 years of industry experience. Aaron is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Education Planning, Estate Planning, High Net Worth, Insurance Planning, and 3 more. Their firm serves 1,144,588 clients with $920B in assets under management.

UBS Financial Services INC.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
9356 advisors
IM Fee
Planning only
Assets Under Management
$915.8B

Fee Structure

Investment management only (planning not offered)
  • Customized Financial Planning Services — Typically ranges from $1,000 to $10,000, with a general range of $500 to $50,000 depending on the scope and complexity of the engagement. Fees up to $100,000 may be permitted for highly complex situations involving relationships with a net worth of $100 million or more.
One-Time Plan:$500 - $50,000
View Full SEC Brochure

Location

2 Belvedere Place, Suite 220, Mill Valley, CA, 94941

Get directions

History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Criminal
December 2012
Final Disposition
View Full SEC ReportHow to Read Disclosures
Employment History
Current Registrations
UBS Financial Services INC.
April 2025 - Present · 1 yr 6 mos
UBS Financial Services INC.Broker
November 2024 - Present · 1 yr 11 mos
State Registrations16 states
AKAZCACOCTFLGAHIIAIDILNHNVNYTXUT
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
More Advisors
More financial advisors in Mill Valley, CA →All financial advisors in California →