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Ronald Cohen

1 Year of Experience
Radnor, PA
Broker

Ronald Cohen is a registered investment advisor at Northwestern Mutual Investment Services,llc, based in Radnor, PA, with 1 years of industry experience. Ronald operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 1 clients.

Compensation
Fixed/Hourly
Firm Size
2117 advisors
Number of Clients
1 client
Average Client Portfolio
Not specified

Fee Structure

Investment management only (planning not offered)

NMIS does not manage accounts directly for individual clients. NMIS provides referral services to other investment advisors and fixed income advice to other investment advisors.

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Location

170 N Radnor Chester Rd, Ste 110, Radnor, PA, 19087

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Ronald referees youth soccer games, works as a consultant for a fundraising consulting firm, and serves as a board member for a non-profit organization and commissioner for a sports commission. These activities require minimal time and are not investment-related.

Employment History
Current Registrations
Northwestern Mutual Investment Services,llc
March 2025 - Present · 1 yr 6 mos
Northwestern Mutual Investment Services, LLCBroker
March 2024 - Present · 2 yrs 6 mos
State Registrations2 states
ORPA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.