Nathan Upton
Nathan Upton is a registered investment advisor at Commonwealth Financial Network, based in Waltham, MA, with 1 years of industry experience. Their practice areas include Financial Planning & Coaching, Investment Management, Retirement Planning. Their firm serves 399,450 clients with $210B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Commonwealth Financial Network offers investment management through various programs like PPS Custom, PPS Select, and PPS Direct. Fees are generally calculated as a percentage of your portfolio, including cash and money market positions. The exact fees vary depending on the specific program and the agreement between you and your advisor.
Commonwealth generally offers two types of fee schedules: blended and breakpoint. With a blended schedule, different portions of your portfolio are charged at different rates. With a breakpoint schedule, the fee rate declines as your portfolio value reaches certain levels. All fees are negotiable between the advisor and client.
Location
890 Winter Street, Suite 205, Waltham, MA, 02451
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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Nathan works part-time as a food runner/busser at a restaurant on weekends since August 2023. He also works part-time as a receptionist at Salem Advisory Group on weekdays, dedicating about 10-20% of his time.
Employment History
Current Registrations
Commonwealth Financial Network
Previous Registrations
Salem Advisory Group LLC
State Registrations1 state
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