Ethan Smith is a registered investment advisor, based in Plano, TX, with 1 years of industry experience.
Location
7900 Windrose Ave, Plano, TX, 75024
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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Ethan is an Ohio Notary Public since April 2023, dedicating minimal time to this activity. This activity is not investment-related.
Employment History
Current Registrations
Vanguard Marketing Corporation
December 2025 - Present · 5 mos
Vanguard Advisers, INC.
December 2025 - Present · 5 mos
Vanguard Marketing CorporationBroker
December 2025 - Present · 5 mos
Previous Registrations
Strategic Advisers LLC
March 2025 - November 2025 · 8 mos
Fidelity Personal and Workplace Advisors
May 2024 - March 2025 · 10 mos
Fidelity Brokerage Services LLCBroker
April 2024 - November 2025 · 1 yr 7 mos
State Registrations1 state
TX
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.