Roque Wicker is a registered investment advisor at Westside Financial Advisors LLC, based in Los Angeles, CA, with 2 years of industry experience. Roque operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, High Net Worth, Investment Management, Retirement Planning. Their firm serves 5 clients with $3.3M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $250K | 1.50% |
| $250K - $1.0M | 1.25% |
| $1.0M - $2.0M | 1.00% |
| $2.0M - $5.0M | 0.80% |
| $5M+ | 0.65% |
The above fee schedule does not include the Outside Manager’s fee. Total advisory fees charged by Westside Financial Advisors and the Outside Manager will not exceed 3% of assets under management per year. The annual fees are negotiable.
Fee Estimator
Location
814 South Westgate Ave, Suite 270, Los Angeles, CA, 90049
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Roque is the President and CEO of CT Watch, a defense contractor.
Employment History
Current Registrations
Westside Financial Advisors LLC
State Registrations1 state
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